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Elizabeth M
Results: 1433

#	Item
921	August 21, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-26 11:36:33 Financial services Collective investment schemes Funds Institutional investors Dodd–Frank Wall Street Reform and Consumer Protection Act Mutual fund Exchange-traded fund Futures contract Derivative Financial economics Investment Finance
922	December 2, 2013 Re: File Number S7[removed]Dodd-Frank Act Pay Ratio Disclosure Mandate; Proposal for a Safe Harbor Disclosure Process Via Email: [removed] Elizabeth M. Murphy, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-04 11:07:34 Auditing Employment compensation Late-2000s financial crisis Financial economics Private law Executive pay Corporate governance Dodd–Frank Wall Street Reform and Consumer Protection Act Enterprise risk management Management Corporations law Business
923	Americans for Financial Reform 1629 K St NW, 10th Floor, Washington, DC, [removed]1885 February 22, 2012 Elizabeth M. Murphy, Secretary, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-25 10:43:52 Finance Late-2000s financial crisis Public Interest Research Group Ralph Nader Dodd–Frank Wall Street Reform and Consumer Protection Act Basel III Basel II Community development financial institution Futures contract Financial economics Economics Systemic risk
924	Via electronic submission February 19, 2013 Ms. Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-20 12:25:15 Financial markets Stock market Futures contract OneChicago LLC Commodity Futures Trading Commission Margin Dodd–Frank Wall Street Reform and Consumer Protection Act Mark-to-market accounting Short Financial economics Finance Financial system
925	By Electronic Mail To: [removed] June 8, 2012 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE, Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-11 11:15:37 Financial markets Stock market United States securities law Financial services Securities Industry and Financial Markets Association Broker-dealer Short Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Investor Protection Corporation Financial economics Finance Financial system
926	August 21, 2013 VIA ELECTRONIC MAIL Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-22 10:47:30 United States securities law Late-2000s financial crisis 76th United States Congress Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Futures contract Financial adviser Security Financial economics Finance Investment
927	P.O. Box 2600 Valley Forge, PA[removed][removed]February 22, 2011 Ms. Elizabeth M. Murphy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-01 08:32:13 Credit default swap United States housing bubble Swap Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act Potential future exposure Notional amount Repurchase agreement Futures contract Financial economics Finance Economics
928	March 7, 2014 Via email to: [removed] Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-10 10:50:19 United States Securities and Exchange Commission United States corporate law 73rd United States Congress Business Regulation S-K Financial economics Dodd–Frank Wall Street Reform and Consumer Protection Act Form 10-K U.S. Securities and Exchange Commission United States securities law SEC filings Financial regulation
929	December 2, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-04 10:40:37 Executive pay Management Recruitment Financial regulation Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Citigroup Regulation S-K Investor Protection and Securities Reform Act United States corporate law Business Employment compensation
930	== CITADEL February 23,2010 Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-24 08:53:58 Investment Finance United States Securities and Exchange Commission Alternative Trading Systems Mathematical finance Securities Exchange Act Dark liquidity Regulation NMS U.S. Securities and Exchange Commission Financial markets Financial economics Stock market